Financial Institutions

At Rice, Sullivan & Co., we understand the compliance and regulatory challenges financial institutions face and how daunting it can be to stay on top of the latest industry changes. Our financial institution specialists are dedicated to providing timely reports and ensuring your organization remains compliant. In addition, we work to stay on top of the latest industry updates through continuing education provided by the AICPA, ICPAS and in-house training.

Contact Us

For more information about these services, please contact:

  • Bill R. Dixon, CPA

    Bill R. Dixon, CPA

    Principal
    618.233.0186 | .(JavaScript must be enabled to view this email address) | vCard

    About Bill

  • Douglas G. Martin, CPA

    Douglas G. Martin, CPA

    Principal
    618.233.0186 | .(JavaScript must be enabled to view this email address) | vCard

    About Doug

We serve a broad range of financial institutions throughout Illinois and Missouri including credit unions, brokerage, mortgage, title insurance, trust and finance companies.

Our financial institution specialists can assist in the following areas:

  • Supervisory responsibilities
  • Full-scope audit engagements
  • Annual verification of member accounts
  • Computer assisted audit testing
  • Annual FFEL program audits for student loan portfolios
  • External loan reviews
  • Loan documentation reviews
  • Internal audit outsourcing
  • Internal audit training